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NEW AND IMPROVED SECURITIES LAW FORUMS! Every day the discussions continue in the Securities Law Forums, where attorneys, investors, brokers, journalists and others with an interest in the markets, and the laws surrounding the markets, discuss hot topics of the day. View the active topic list, or go directly to the forums.


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Featured Articles

Analysis of Impact of Goldman Sachs CDO Fraud Charges on Investor Claims - the SEC's filing of a fraud complaint against Goldman Sachs will have a significant impact on investor claims.

The Case for Flat Fees For Defense In Securities Arbitration - the defense of customer claims in arbitration can be handled on a flat fee basis. Beam & Astarita, LLC provides the analysis and rationale.

Lehman Principal Protected Notes Arbitrations - arbitration claims arising from the marketing of Lehman Principal Protected Notes are on the rise as investors seek recover from other firms and brokers for their losses. Analysis of the issues and the claims by Mark J. Astarita, Esq.


Beam & Astarita, LLC represents all participants in the financial markets in arbitration, litigation and regulatory matters, and continues to provide commentary and analysis for SECLaw.com. Visit their site on the web. A list of articles and commentary from the firm is also available.

Introduction to Securities Arbitration - The ultimate primer on securities arbitration, authored by Mark J. Astarita, Esq., a New York securities attorney who has represented parties to securities arbitrations in virtually every major city for 20 years. An excellent introduction to the process. More

Links to these stories and all new additions, are contained in the current issue of the Securities Law Letter. Stop jumping from Web site to Web site to keep up with the developments in the securities law, we've done it for you, and present it in the Securities Law Letter. 

The securities law listserve is available to all interested parties, and discussions of all topics relating to the law of the financial markets are welcome and encouraged. Once you subscribe, messages from the list will come to your email box for reading and comment. To subscribe to the list, browse to http://lists.washlaw.edu/mailman/listinfo/securitieslaw-l and enter your email address. To post a message to the list, send the message to: securitieslaw-l@lists.washlaw.edu

We are looking for suggestions for the site, and for future commentary. Just drop us an email Vist the Securities Arbitration Center


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Introduction to the Federal Securities Laws

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Introduction to Securities Arbitration

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Registration and Regulation of Investment Advisers

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