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's Featured Articles, Books and Related Sites: SEC Law.com IPO Information Center Introductory Materials:
Featured Books:
Hedge
Fund Disclosure Documents Line by Line: A User's Guide to Private Placement
Memoranda for Funds Formed as Limited Liability Companies Regulation of Securities: Sec Compliance and Practice - Securities compliance handbook for public companies, and those responsible for their compliance issues. This is not an academic treatise, it provides straightforward answers to real-world questions.
Commentary
Regulation, Not Growth, Is Top
Concern for RIAs
Smaller RRs Being Forced Out
Feeder Fund Manager Charged with Madoff
Fraud
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Welcome IPO
Center Securities
Law Letter Questions? Comments? Contact |
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Nothing herein is intended as legal or financial advice. The law is different in different jurisdictions, and the facts of a particular matter can change the application of the law. Please consult an attorney or your financial advisor before acting upon the information contained in this article. SECLaw.com was created by and is sponsored by Mark J. Astarita, Esq., a securities attorney and partner in the law firm of Beam & Astarita, LLC, who represents financial professionals in a wide variety of matters. Mr. Astarita can be contacted by email at astarita@beamlaw.com.
Copyright 2009. All Rights Reserved. VGIS Communications,
LLC Visit Beam & Astarita, LLC |