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SPONSORING AN EVENT? If you are the sponsor of a seminar or educational event that relates to securities law, or the regulation of the markets, post the information here at the Securities Law Events Calendar. Access to the calendar is free, the posting is free, and your target audience, attorneys, brokers and investors, are here. NEW AND IMPROVED SECURITIES LAW FORUMS! Every day the discussions continue in the Securities Law Forums, where attorneys, investors, brokers, journalists and others with an interest in the markets, and the laws surrounding the markets, discuss hot topics of the day. View the active topic list, or go directly to the forums. |
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& Astarita, LLC Featured Articles: Registration and Regulation of Investment Advisers - an overview of the requirements and procedures for registration of investment advisers and hedge fund managers. Featured Books:
The
Hedge Fund Compliance and Risk Management Guide US Regulation of Hedge Funds - From the American Bar Association, an analysis of the federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets.
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Nothing herein is intended as legal or financial advice. The law is different in different jurisdictions, and the facts of a particular matter can change the application of the law. Please consult an attorney or your financial advisor before acting upon the information contained in this article. SECLaw.com was created by and is sponsored by Mark J. Astarita, Esq., a securities attorney and partner in the law firm of Beam & Astarita, LLC, who represents all participants in the financial markets. Mr. Astarita can be contacted by email at astarita@beamlaw.com.
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From Wiley Finance, according to Amazon, "The Hedge Fund Compliance and
Risk Management Guide provides you with a broad examination of the most
important compliance and risk management issues associated with today’s
hedge funds. Straightforward and accessible, this invaluable resource
covers everything from how hedge funds continue to generate lucrative
returns to why some use sophisticated instruments and financial engineering
to get around fundamental regulatory laws." Read the entire review