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Registration and Regulation of Investment Advisers - an overview of the requirements and procedures for registration of investment advisers and hedge fund managers.
Fund Formation Strategies: Leading Lawyers on Analyzing Fund Structures, Mitigating Risk, and Identifying Tax Issues - an authoritative, insider's perspective on best practices for structuring funds. Featuring partners and chairs from some of the nation's leading law firms, these experts guide the reader through understanding key legal issues, establishing the identity of a fund, and evaluating tax complications. Contains tips for assessing risk, establishing internal controls, and understanding compliance issues. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to navigating an ever-evolving area of law.
The Hedge Fund Compliance and Risk Management Guide- From Wiley Finance, according to Amazon, "The Hedge Fund Compliance and Risk Management Guide provides you with a broad examination of the most important compliance and risk management issues associated with today’s hedge funds. Straightforward and accessible, this invaluable resource covers everything from how hedge funds continue to generate lucrative returns to why some use sophisticated instruments and financial engineering to get around fundamental regulatory laws." Read the entire review here.
US Regulation of Hedge Funds - From the American Bar Association, an analysis of the federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets.
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Nothing herein is intended as legal or financial advice. The law is different in different jurisdictions, and the facts of a particular matter can change the application of the law. Please consult an attorney or your financial advisor before acting upon the information contained in this article. SECLaw.com was created by and is sponsored by Mark J. Astarita, Esq., a securities attorney and partner in the law firm of Beam & Astarita, LLC, who represents all participants in the financial markets. Mr. Astarita can be contacted by email at firstname.lastname@example.org.
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