FINRA Fines Morgan Stanley $2 Million for Short Interest Reporting and Short Sale Rule Violations | FINRA.org

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley & Co. LLC $2 million for short interest reporting and short sale rule violations that spanned a period of more than six years, and for failing to implement a supervisory system reasonably designed to detect and prevent such violations.

Source: FINRA Fines Morgan Stanley $2 Million for Short Interest Reporting and Short Sale Rule Violations | FINRA.org