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A major section of the Securities Law Home Page is the Securities Law Information Center, with complete information regarding the regulation of stock brokers and other investment professionals. The Securities Law Center provides original commentary by securities attorneys, and compliance professionals, with links to the actual text of the various securities laws and securities regulations, including the Securities Act of 1933, the Securities Exchange Act of 1934, and various rules and regulations, including Rule 10b-5, Rule 144, and similiar regulations.

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Copyright 2007. VGIS Communications LLC. All Rights Reserved. VGIS Communications, LLC - 41 Watchung Plaza, Suite 249, Montclair, New Jersey 07042 - 973-509-7333. Nothing herein is intended as legal or financial advice. The law is different in different jurisdictions, and the facts of a particular matter can change the application of the law. Please consult an attorney or your financial advisor before acting upon the information contained in this article. For additional information, contact Mark J. Astarita, Esq., a partner in the law firm of Beam & Astarita, LLC, who represents financial professionals in a wide variety of matters. Mr. Astarita can be contacted by email at astarita@beamlaw.com.

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