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Merrill Lynch, Pierce Fenner & Smith

Our attorneys represent investors and brokers who are involved with Merrill Lynch, and have been doing so for decades. Merrill Lynch was founded in 1914, and was one of the nation’s oldest brokerage firms. However, because of a variety of factors, during the market collapse in 2008, it found itself on the verge of extinction, and it was forced to sell to Bank of America. Shortly thereafter Merrill was merged into Bank of America Corporation, and the retail brokerage operation continues to use the Merrill Lynch name.

Main Office:

One Bryant Park
New York, New York 10036

Direct Owners and Executive Officers (As of February 2016)

BAC NORTH AMERICA HOLDING COMPANY – SHAREHOLDER
CACCAMISE, WILLIAM CHARLES JR (CRD# 2547189) – CHIEF LEGAL OFFICER & GENERAL COUNSEL
GALLINEK, WILFRED ERIC (CRD# 4669008) – CO-CHIEF COMPLIANCE OFFICER/BROKER-DEALER
GALLO, FABRIZIO (CRD# 4529600) – DIRECTOR
GRECO, GLORIA REGINA (CRD# 4795234) – CO-CHIEF COMPLIANCE OFFICER/BROKER-DEALER AND CHIEF COMPLIANCE OFFICER/REGISTERED INVESTMENT ADVISER
GUARDINO, JOSEPH ANTHONY JR (CRD# 2907957) – CHIEF OPERATIONS OFFICER & FINOP
MONTAG, THOMAS KELL (CRD# 1474696) – DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER
SIEG, ANDREW MASON (CRD# 4218535) – DIRECTOR
THIEL, JOHN WILLIAM (CRD# 1966737) – DIRECTOR
TIRRELL, WILLIAM EUGENE (CRD# 4613313) – INTERIM CHIEF FINANCIAL OFFICER
WEADOCK, BRYAN THOMAS (CRD# 1799343) – DIRECTOR

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