Regulation FD FAQ

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SEC FAQ on REG FD {Title}

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By Mark J. Astarita, Esq.  


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The SEC Staff has supplemented its Telephone Interpretations Manual to include some frequently asked questions about the Commission’s new Regulation FD. The update is available at the SEC website, at http://www.sec.gov/offices/corpfin/phonits4.htm

Regulation FD was adopted by the Commission on August 10, 2000, and became effective on October 23, 2000. The regulation is designed to promote the flow of information to the public, and to stop selective disclosure of information from public companies.

SEC elephone interpretations include responses to questions given by members of the staff, are informal in nature, and do not necessarily represent the views of the Commission.

Nothing herein is intended as legal or financial advice. The law is different in different jurisdictions, and the facts of a particular matter can change the application of the law. Please consult an attorney or your financial advisor before acting upon the information contained in this article.  


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Supplements to the Telephone Interpretations Manual Clarify Regulation FD   


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Copyright 2010. VGIS Communications LLC. All Rights Reserved. VGIS Communications, LLC – 41 Watchung Plaza, Suite 249, Montclair, New Jersey 07042 – 973-509-7333. Nothing herein is intended as legal or financial advice. The law is different in different jurisdictions, and the facts of a particular matter can change the application of the law. Please consult an attorney or your financial adviser before acting upon the information contained in this article. For additional information, contact Mark J. Astarita, Esq., a partner in the law firm of Beam & Astarita, LLC, who represents clients in a wide variety of finance related matters. Mr. Astarita can be contacted by email at astarita@beamlaw.com.
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