Securities Law Blog Roundup

Blog Roundup: The latest posts from securities law related blogs:

SECLaw.com:
 

The SEC charged Robert Alexander with fraudulently raising approximately $9 million from more than 50 individuals by selling investments in Kizzang LLC, a purported online gaming business. Alexande...
Millennials lag behind in terms of credit card debt and retirement savings, but they spend the most on vacation, dining out and other unnecessary expenses, according to a new...

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SEC Emergency Action Charges Texas Real Estate Developer for Multi-Million Dollar Offering Fraud The SEC filed charges against a Texas resident and real estate developer, two other individuals, and...
Monthly charges are the area in which there's the most variation amongst broker-dealers, writes recruiter Mark...

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As a new alert from the SEC Office of Compliance Inspections and Examinations makes clear, examiners are paying close attention to advisers and staff who text, send instant messages and use...

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Business Law Professor:

Where we left things, Delaware Vice Chancellor Laster had just ruled in Sciabacucci v. Salzberg that Delaware corporate charters and bylaws may only govern matters of corporate internal affairs, in...
When I was in house, the biggest compliment I could receive was “sometimes I forget that you’re a lawyer.” Of course, you don’t want to hear that from certain clients because that means that you ha...
"in the United Kingdom there is now an express inclusion of the duty of a director to consider “long-term consequences of decisions” as part of acting in a way that benefits shareholders as a whole...
The following comes to us from David Sorkin, Associate Dean, Academic Programs, The John Marshall Law School. Full-Time Faculty Podium Visitors for 2019-2020 The John Marshall Law School in Chicago...
I have been told there may be some flexibility on the March 1 deadline. The UMKC Law Review is pleased to announce a call for submissions relating to the law surrounding distributed ledger ("blockc...

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