In addition to the rules and regulations of the Securities and Exchange
Commission, each State has its own rules and regulators. Here is a listing
of the various state administrators, with links to their home pages, email
address and to the text of the State's Blue Sky laws, where available.
ARKANSAS
Securities Department
201 East Markham, 3rd floor
Little Rock, Arkansas 72201
Phone/Fax: (501) 324-9260 // (501) 324-9268 Email Website
CALIFORNIA
Department of Corporations
Securities Regulation Division
1515 K Street, Suite 200
Sacramento, CA 95814
Phone/Fax: (916) 445-7205 // (916) 445-7975 Email Website
COLORADO
Division of Securities
1560 Broadway, #900
Denver CO 80202
Phone/Fax: (303) 894-2320 // (303) 861-2126 Email Website
CONNECTICUT
Department of Banking
Division of Securities
260 Constitution Plaza
Hartford CT 06103
Phone/Fax: 860-240-8230 // (860) 240-8295 Email Website
DELAWARE
Department of Justice
Division of Securities
820 N. French Street, 8th floor
Wilmington DE 19801
Phone/Fax: (302) 577-8424 // (302) 577-6987 Email Website
DISTRICT OF COLUMBIA
Securities Commission
810 First Street, NE, Suite 622
Washington, DC 20001
Phone/Fax: (202) 727-8000 // (202) 535-1199 Email Website
FLORIDA
Department of Banking
Division of Securities
101 East Gaines Street
Tallahassee FL 32399
Phone/Fax: (850) 410-9805 // (850) 410-9748 Email Website
GEORGIA
Office of the Secretary of State
Securities Division
Two Martin Luther King, Jr. Drive , 802 West Tower 802 West Tower
Atlanta GA 30334
Phone/Fax: (404) 656-3920 // (404) 651-6451 Email Website
HAWAII
Department of Commerce and Consumer Affairs
1010 Richards Street P.O. Box 40
Honolulu Hawaii 96810
Phone/Fax: 808-586-2744 // 808-586-2733 Email Website
IDAHO
Department of Finance
Securities Bureau
700 West State Street P.O. Box 83729
Boise, Idaho 83720-0031
Phone/Fax: (208) 332-8004 // (208) 332-8099 Email Website
ILLINOIS
Office of the Secretary of State
Securities Department
300 West Jefferson Street, Suite 300A
Springfield, IL 62702
Phone/Fax: (217) 782-2256 // (217) 524-2172 Email Website
INDIANA
Office of the Secretary of State
Securities Division
302 West Washington, E-111
Indianapolis, IN 46204
Phone/Fax: (317) 232-6681 // 317-233-3675 Email Website
IOWA
Insurance Division
Securities Bureau
340 E. Maple Street
Des Moines IA 50319
Phone/Fax: 515-281-4441 // (515) 281-3059 Email Website
KENTUCKY
Department of Financial Institutions
Division of Securities
1025 Capital Center Drive, Suite 200
Frankfort, KY 40601
Phone/Fax: 502-573-3390 // 502-573-8787 Email Website
LOUISIANA
Securities Commission
Office of Financial Institutions
8660 United Plaza Blvd.
Baton Rouge, LA 70809
Phone/Fax: (225) 925-4660 // (225) 925-4524 Email Website
MAINE
Securities Division
121 State House Station
Augusta, Maine 04333
Phone/Fax: (207) 624-8551 // (207) 624-8590 Email Website
MARYLAND
Office of the Attorney General
Division of Securities
200 Saint Paul Place
Baltimore, MD 21202-2020
Phone/Fax: (410) 576-6360 // (410) 576-6532 Email Website
MASSACHUSETTS
Securities Division
One Ashburton Place, Room 1701
Boston, MA 02108
Phone/Fax: (617) 727-3548 // (617) 248-0177 Email Website
MICHIGAN
Division of Securities
Office of Financial & Insurance Services
611 West Ottawa, Second Floor
Lansing, MI 48909-8201
Phone/Fax: (877)999-6442 // (517)241-3953 Email Website
MINNESOTA
Department of Commerce
85 East 7th Place, Suite 500
Saint Paul, MN 55101
Phone/Fax: (651) 296-4026 // (651) 296-4328 Email Website
MISSISSIPPI
Office of the Secretary of State
Business Regulation & Enforcement Division
700 North Street
Jackson, MS 39202
Phone/Fax: (601) 359-6371 // (601) 359-2663 Email Website
MISSOURI
Securities Division
Missouri State Information Center
600 West Main Street, 2nd Floor
Jefferson City, MO 65101
Phone/Fax: (573) 751-4136 // (573) 526-3124 Email Website
MONTANA
Office of the State Auditor
Securities Department
840 Helena Avenue
Helena, MT 59601
Phone/Fax: (406)444-2040 // (406) 444-5558 Email Website
NEBRASKA
Nebraska Securities Bureau
Department of Banking & Finance
1200 North St.
Lincoln, NE 68508
Phone/Fax: 402) 471-3445 // Email Website
NEVADA
Nevada Secretary of State
Securities Divison
555 E. Washington Ave.
Las Vegas, NV 89101
Phone/Fax: (702) 486-2440 // (702) 486-2452 Email Website
NEW HAMPSHIRE
Bureau of Securities Regulation
107 North Main St.
Concord, NH 03301-4989
Phone/Fax: (603) 271-1463 // (603) 271-7933 Email Website
NEW JERSEY
Department of Law and Public Safety
Bureau of Securities
153 Halsey St.
Newark, NJ 07102
Phone/Fax: (973) 504-3600 // (973) 504-3601 Email Website
NEW MEXICO
Regulation and Licensing Department
Securities Divison
2550 Cerrillos Road
Santa Fe, NM 87505
Phone/Fax: (505) 476-4580 // (505) 984-0617 Email Website
NEW YORK
Office of the Attorney General
Investor Protection & Securities Bureau
120 Broadway
New York, NY 10271
Phone/Fax: (212) 416-8200 // (212) 416-8816 Email Website
North Carolina
Department of the Secretary of State
Securities Division
P.O. Box 29622
Raleigh, NC 27626-0525
Phone/Fax: (919) 733-3924 // (919) 821-0818 Email Website
NORTH DAKOTA
Securities Commission
600 East Boulevard
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone/Fax: (701) 328-2910 // (701) 255-3113 Email Website
OHIO
Division of Securities
77 South High Street
22nd Floor
Columbus, OH 43215
Phone/Fax: (614) 644-7381 // (614) 466-3316 Email Website
OKLAHOMA
Department of Securities
1st National Center, Suite 860
120 N. Robinson
Oklahoma City, OK 73102
Phone/Fax: (405) 280-7700 // (405) 280-7742 Email Website
OREGON
Department of Consumer & Business Services
Div. of Finance & Corp. Securities
350 Winter Street, NE
Salem, OR 97301-3881
Phone/Fax: (503) 378-4387 // (503) 947-7862 Email Website
PENNSYLVANIA
Securities Commission
Eastgate Office Building
1010 North 7th Street, 2nd Floor
Harrisburg, PA 17102-1410
Phone/Fax: (717) 787-8061 // (717) 783-5122 Email Website
RHODE ISLAND
Department of Business Regulation
233 Richmond Street
Suite 232
Providence, RI 02903-4232
Phone/Fax: (401) 222-3048 // (401) 222-5629 Email Website
SOUTH CAROLINA
Office of the Attorney General
Securities Division
1000 Assembly Street
Columbia, SC 29201
Phone/Fax: (803) 734-4731 // (803) 734-0032 Email Website
SOUTH DAKOTA
Dept. of Revenue and Regulation
Division of Securities
445 E Capitol Avenue
Pierre, SD 57501-2000
Phone/Fax: (605) 773-4823 // (605) 773-5953 Email Website
TENNESSEE
Department of Commerce & Insurance
Securities Division
500 James Robertson Parkway
Nashville, TN 37243-0575
Phone/Fax: (615) 741-2947 // (615) 532-8375 Email Website
TEXAS
State Securities Board
208 East 10th Street
Austin, TX 78701
Phone/Fax: (512) 305-8300 // (512) 305-8310 Email Website
UTAH
Department of Commerce
Division of Securities
160 East 300 South
Salt Lake City, UT 84111
Phone/Fax: (801) 530-6600 // (801) 530-6980 Email Website
VERMONT
Department of Banking, Insurance, Securities & Health Care
89 Main Street, Drawer 20
Montpelier, VT 05620-3101
Phone/Fax: (802) 828-3420 // (802) 828-2896 Email Website
VIRGINIA
State Corporation Commission
Division of Securities & Retail Franchising
1300 East Main Street
Richmond, VA 23219
Phone/Fax: (804) 371-9051 // (804) 371-9911 Email Website
WASHINGTON
Department of Financial Institutions
Securities Division
150 Israel Road, SW
Tumwater, WA 98501
Phone/Fax: (360) 902-8760 // (360) 902-0524 Email Website
WEST VIRGINIA
Office of the State Auditor
Securities Division
Building 1, Room W-100
Charleston, WV 25305-0230
Phone/Fax: (304) 558-2257 // (304) 558-4211 Email Website
WISCONSIN
Department of Financial Institutions
Division of Securities
345 W. Washington Avenue
Madison, WI 53703
Phone/Fax: (608) 266-1064 // (608) 264-7979 Email Website
WYOMING
Securities Division
Wyoming Secretary of State's Office
200 West 24th Street
Cheyenne, WY 82002-0020
Phone/Fax: (307) 777-7370 // (307) 777-5339 Email Website
Copyright 2008. VGIS
Communications LLC. All Rights Reserved. VGIS
Communications, LLC - 41 Watchung Plaza, Suite 249, Montclair, New Jersey
07042 - 973-509-7333.
Nothing herein is intended as legal or financial advice. The law is different
in different jurisdictions, and the facts of a particular matter can change
the application of the law. Please consult an attorney or your financial
advisor before acting upon the information contained in this article. For
additional information, contact Mark
J. Astarita, Esq., a partner in the law firm of Beam
& Astarita, LLC, who represents financial professionals in a wide
variety of matters. Mr. Astarita can be contacted by email at astarita@beamlaw.com.
Visit Beam
& Astarita, LLC
