Tag: FINRA Arbitration

Overview of the Securities Arbitration Process

Overview of the Securities Arbitration Process

Start to Finish, a complete Walk-through by veteran securities arbitration attorney Mark Astarita. Nationally known securities attorney Mark Astarita has represented broker-dealers, investment advisers, hedge funds, investment partnerships, individual brokers […]

What is Securities Arbitration?

What is Securities Arbitration?

Arbitration has become the most often used method of resolving disputes in the securities industry. Since the late 1970’s, FINRA and its predecessors have required brokerage firms and stock brokers […]

Securities Arbitration Information Center

Featured Articles Introduction to Securities Arbitration¬†–¬†The ultimate primer on securities arbitration, authored by Mark J. Astarita, Esq., a New York securities attorney who has represented parties to securities arbitrations in […]