Corp Finance

Accredited Investor Definition

Under the federal securities laws, while a company may not offer or sell securities without registration with the SEC, there are a number of registration exemptions. Many exemptions require that […]

Corporate Law and Finance Center

Corporate Law and Finance Center

  SEC IPO Information Center Introductory Materials: Introduction to Federal Securities Laws Introduction to Blue Sky Laws (State Securities Laws) Introduction to Securities Arbitration Initial Public Offering Process Introduction […]

Lease/Back, Buy/Back Agreements

  Lease/Back and Buy/Back Agreements Constitute Securities By Mark J. Astarita, Esq.   The Securities and Exchange Commission (“Commission”) announced that on August 2, 2000, it filed a civil lawsuit […]