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Corporate Law and Finance Center

Corporate Law and Finance Center

  SEC IPO Information Center Introductory Materials: Introduction to Federal Securities Laws Introduction to Blue Sky Laws (State Securities Laws) Introduction to Securities Arbitration Initial Public Offering Process Introduction […]

Broker Legal Information Center

Featured Books Securities Law in a Nutshell is an excellent introduction to the United States securities law. Broker-Dealer Regulation in a Nutshell  is a similar introduction, and while the laws regulating […]

Welcome has been online since 1995 and is the result of the work of noted securities attorney Mark Astarita. Mark represents individual and institutional investors, as well as broker-dealers, […]