Investors

Bitcoin Fraud On the Rise

Bitcoin Fraud On the Rise

Proponents of the varied cryptocurrencies believe that buying these “coins” will make them millionaires. For some, it is hard to argue, given the spectacular gains in the currency over the […]

SEC Investor Publications

The United States Securities and Exchange Commission publishes a number of guides and alerts designed to advise and sometimes warn, investors. The following is a list of those publications, with […]

Markups, Markdowns

Markups, Markdowns

In recent years, markups have become a growing concern for regulators, and brokerage firm markup policies and procedures have come under increasing scrutiny from the SEC and the NASD. Essentially, […]