Arbitration

NASD Gets Tough On Discovery

NASD Gets Tough on Discovery A warning to firms and customers. Discovery issues have always been a hot topic in all litigation matters, and arbitration is no different. Parties continually […]

Fighting Back

A recurring problem in civil litigation is the filing of claims by plaintiffs which lack merit, or are which are filed for purposes other than to address a grievance or […]

Fight Back Revisited

A recurring problem in civil litigation is the filing of claims by plaintiffs which lack merit, or are which are filed for purposes other than to address a grievance or […]

Rogue Customers

Customers who abuse the system, and harm their brokers. By Mark J. Astarita, Esq. These days, it seems that every major publication, and every television news show, has done, or […]

Arbitrator Disclosure Report Released

Arbitrator Disclosure Report Released

    ]]> Home | Message Board Home Search Arbitration Investors Brokers Finance Law Compliance Archives Arbitrator Disclosure Report Released SEC Commissioned Independent Study Recommends Against Use of California Disclosure […]

Hearing Hearing

Hearing Hearing

By Mark Astarita, Esq. Past columns have touched on the arbitration hearing itself and have raised the question just what happens during an arbitration hearing. It seems that there are […]