Home | Message Board
News Hedge Funds Mutual Funds Arbitration Investors Brokers Finance Law Compliance
Messages posted here are public, and can be read by anyone, at anytime.


UBBFriend: Email This Page to Someone!
  The Securities Law Forums
  General Securities Law
  Blue Sky, New York, Rule 506

Post New Topic  Post A Reply
profile | register | preferences | faq | search

next newest topic | next oldest topic
Author Topic:   Blue Sky, New York, Rule 506
larry Lujack
New Member
posted 06-28-2000 11:12 AM     Click Here to See the Profile for larry Lujack   Click Here to Email larry Lujack   Edit/Delete Message   Reply To & Quote Message         
NSMIA allows states to have filing requirements "substantially similar" to those imposed by the SEC under Rule 506 (Form D). Is New York's Form 99 "substantially similar" to Form D and, in any event, should Form 99 be filed?

IP: Logged

All times are ET (US)

next newest topic | next oldest topic

Administrative Options: Close Topic | Archive/Move | Delete Topic
Post New Topic  Post A Reply
Hop to:

Contact Us | The Securities Law Home Page

Copyright 2000-2004 VGIS Communications. All rights reserved.

Powered by: Ultimate Bulletin Board, Version 5.40
© Infopop Corporation (formerly Madrona Park, Inc.), 1998 - 1999.

This is a general discussion forum, and information posted here is not legal advice. The law varies from state to state, and with different factual situations. Be sure to discuss legal matters with an attorney retained by you before making a legal decision.