General Securities Law: New to this forum I am David,born and brought up at California, graduated from California Western School of Law. I worked in a law firm at california for a year. After that I have opened my own firm. I joined this forum to interact with different people. Hope I would .... Click Here for more...

Brokers and Brokerage Firms: Penny Stock Solicitation Rules Do the penny stock disclosure rules under 15G also apply to foreign customers of a broker dealer or only US customers? Thanks. .... Click Here for more...

General Securities Law: European Real Estate Fund - US real estate investment Hi, I would like to post the following question/topic: Given that US residential real estate could be an attractive investment, how should non US (say european) investors approach US real estate investing in terms of vehicle to be used (can a Europea .... Click Here for more...

General Securities Law: SEC Continues Cuban Fight The SEC is in trouble. We all know that, and they need to show that they are active, aggressive and enforcing the securities laws. So, we get surprise examinations, a flurry of press releases and other assorted activity. Good for them, they need to r .... Click Here for more...