Search Results for "whistleblower"

News

SEC Awards Over $500,000 to Two Whistleblowers

The Securities and Exchange Commission today announced an award of over $500,000 to two whistleblowers whose tips revealed an ongoing fraud and resulted in multiple SEC actions and a related action from another government agency.  Both… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]

News

SEC Issues Whistleblower Awards Totaling Over $1.7 Million

The Securities and Exchange Commission today announced awards totaling more than $1.7 million to two whistleblowers in separate proceedings.  Both whistleblowers provided Forms TCR to the Commission within 30 days of their first learning of the Form… Read the Full Press Release Have a securities law question? Call Sallah Astarita […]

News

Disney Cases Spotlights Danger, Roadmap for Whistleblowers

  Sandra Kuba, a senior financial analyst who has been with The Walt Disney Co. for nearly two decades, reported billions of dollars of alleged financial irregularities, and accused the financial arm of the publicly-traded entity of harassment and retaliation after she spoke out. And now attorney James Sallah, partner […]

News

Three New Whistleblower awards for $1.1 Million

In the first order, the SEC awarded three whistleblowers almost $500,000 in connection with two related enforcement actions. The first whistleblower provided information that prompted the opening of an investigation. The second and third whistleblowers provided information that significantly contributed to the success of the actions, and contributed additional, helpful […]

News

SEC Awards Nearly $600,000 to Whistleblower

The Securities and Exchange Commission today announced an award of nearly $600,000 to a whistleblower whose tip led to the success of an enforcement action.  The whistleblower substantially contributed to an open investigation by providing detailed… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]

SEC Investigation
Whistleblower

Three New Whistleblower awards for $1.1 Million

The SEC has announced awards totaling more than $1.1 million to five whistleblowers who provided high-quality information that led to successful enforcement actions. In the first order, the SEC awarded three whistleblowers almost $500,000 in connection with two related enforcement actions. The first whistleblower provided information that prompted the opening […]