Brokers Commentary Investors

For The Record

Note: Mark Astarita was the legal columnist for Research Magazine from 1995 to 2000. This column was the first in  of 5 years of monthly articles. BY MARK J. ASTARITA, ESQ. By now, you’re probably aware of Spring Street Brewing’s successful initial public offering completed last year. The company conducted […]

Arbitration Commentary

Comments on GAO Employment Arbitration Report

    ]]> Home | Message Board Home Search Arbitration Investors Brokers Finance Law Compliance Archives Dingell and Markey Comments on GAO Report Urge Changes in Employment Arbitration Mandatory Arbitration Criticized; Arbitrator Qualifications and Ratings Questioned In a letter to SEC Chairman William H. Donaldson and to the two SRO […]


Market Timing

Part of the problem is simply our society. There is a problem in the mutual fund industry, and it goes well beyond market timing. Some of the market timing allegations have merit, because it appears from the information that is coming to light that fund managers told investors that they […]