Compliance

Compliance

SEC Approves Liberalized Listing Standards for MFQS

  Changes for Mutual Fund Quotation Service Approved By John M. Baker, Esq. October 13, 2000 – The seclaw.com/glossary/sec/” class=”glossaryLink” data-cmtooltip=”

SEC
The United States Securities and Exchange Commission is the federal agency charged with the regulation and oversight of the securities markets, public companies and securities professionals.(…)

” >SEC today published in the Federal Register its approval of the Nasdaq’s liberalized listing standards for the Mutual Fund Quotation Service. Release No. 34-42417, 65 Fed. Reg. 61,012 (Oct. 5, 2000). The […]