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SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee- and Expense-Related Information in Fund Advertisements

Oct. 26, 2022 —The Securities and Exchange Commission voted today to adopt rule and form amendments to require mutual funds and exchange-traded funds to transmit concise and visually engaging shareholder reports and to promote transparent and balanced presentations of fees and expenses in investment company advertisements. “Shareholder reports are amongst […]

Hedge Funds

Starting a Hedge Fund

From the SECLaw.com Discussion Forums Archives: Topic:   Setting up Investment Company Spencer Uresk New Member posted 12-30-2002 10:43 AM                  I’m not looking for any specific advice, just trying to determine the feasability of an idea I had. I have provided free, informal investing advice to […]

Hedge Funds

The Burdens of Rule 17j-1

SEC</div><div class=glossaryItemBody>The United States Securities and Exchange Commission is the federal agency charged with the regulation and oversight of the securities markets, public companies and securities professionals.(…)</div>” href=”https://www.seclaw.com/glossary/sec/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>SEC Release for Paperwork Reduction Act Contains Interesting Conclusions By John M. Baker, Esq. It is truly a tribute to the ingenuity of the federal bureaucracy to observe the extensive notice and comment requirements of the Paperwork Reduction Act. In accordance with the Act, the SEC, like other federal agencies, […]