Sponsor: Sallah Astarita & Cox, LLC – Nationwide representation of hedge funds, hedge fund managers and investors. Featured Articles: Registration and Regulation of Investment Advisers – an overview of the requirements and procedures for registration of investment advisers and hedge fund managers. Featured Books: Fund Formation Strategies: Leading Lawyers on Analyzing Fund Structures, […]
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Corporate Finance Center
Corporate Finance, the raising of capital, is a significant part of the United States Securities Laws. SEC</div><div class=glossaryItemBody>The United States Securities and Exchange Commission is the federal agency charged with the regulation and oversight of the securities markets, public companies and securities professionals.(…)</div>” href=”https://www.seclaw.com/glossary/sec/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>SEC Law.com IPO Information Center Introductory Materials Federal Securities Laws -introduction and overview of the cases and statutes that comprise the United States securities laws. Insider trading, stock manipulation, and more. Blue Sky Laws (State […]
Securities Arbitration Information Center
Featured Articles Introduction to Securities Arbitration – The ultimate primer on securities arbitration, authored by Mark J. Astarita, Esq., a New York securities attorney who has represented parties to securities arbitrations in virtually every major city for 20 years. An excellent introduction to the process. Featured Books Securities Regulation in a Nutshell – This […]
Investor Information Center
Sponsored by Mark J. Astarita, Esq. – representing brokers and investors in securities and employment disputes for over 30 years. Have a securities law question? Call his office today – 212-509-6544 or email him Introductory Materials Federal Securities Laws -introduction and overview of the cases and statutes that comprise the United […]
Securities Law Information Center
Welcome to the Securities Law Information Center, where we bring together our articles and commentary with relevant links to the rules, regulations and statutes that comprise the United States Securities laws. Curated by Mark J. Astarita, Esq. Featured Securities Law Books: NEW: Loss on Securities Regulation, 6th Edition – Updated […]
