Sponsor: Sallah Astarita & Cox, LLC – Nationwide representation of hedge funds, hedge fund managers and investors. Featured Articles: Registration and Regulation of Investment Advisers – an overview of the requirements and procedures for registration of investment advisers and hedge fund managers. Featured Books: Fund Formation Strategies: Leading Lawyers on Analyzing Fund Structures, […]
Information Center
Corporate Finance Center
Corporate Finance, the raising of capital, is a significant part of the United States Securities Laws. seclaw.com/glossary/sec/” class=”glossaryLink” data-cmtooltip=”
SEC
The United States Securities and Exchange Commission is the federal agency charged with the regulation and oversight of the securities markets, public companies and securities professionals.(…)
” >SEC Law.com IPO Information Center Introductory Materials: Introduction to Federal Securities Laws Introduction to Blue Sky Laws (State Securities Laws) Introduction to Securities Arbitration Initial Public Offering Process Introduction to Private Placements Introduction to […]
Securities Arbitration Information Center
Featured Articles Introduction to Securities Arbitration – The ultimate primer on securities arbitration, authored by Mark J. Astarita, Esq., a New York securities attorney who has represented parties to securities arbitrations in virtually every major city for 20 years. An excellent introduction to the process. Featured Books Securities Regulation in a Nutshell – This […]
Financial Adviser Legal Information Center
Featured Books Securities Litigation and Enforcement in a Nutshell – The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is […]
Investor Information Center
Sponsored by Mark J. Astarita, Esq. – representing brokers and investors in securities and employment disputes for over 30 years. Have a securities law question? Call his office today – 212-509-6544 or email him Introductory Materials Federal Securities Laws -introduction and overview of the cases and statutes that comprise the United […]
Securities Statutes, Rules and Regulations
Sponsored By Mark J. Astarita, Esq. Featured Securities Law Books: The Securities Enforcement Manual, Second Edition: Tactics and Strategies – Published by the American Bar Association, this new Second Edition completely updates the first edition published in 1997. Although a bit old, it provides comprehensive coverage to proven approaches and […]
