News

News

Allison Herren Lee Named Acting Chair of the SEC

The Securities and Exchange Commission announced today that President Joseph R. Biden, Jr. has designated Allison Herren Lee as Acting Chair of the agency. “It’s an honor to continue my service on the Commission in this new role,” Acting Chair Lee… Read the Full Press Release Have a securities law question? […]

News

Three New Whistleblower awards for $1.1 Million

In the first order, the SEC awarded three whistleblowers almost $500,000 in connection with two related enforcement actions. The first whistleblower provided information that prompted the opening of an investigation. The second and third whistleblowers provided information that significantly contributed to the success of the actions, and contributed additional, helpful […]

News

Fee Rate Advisory #2 for Fiscal Year 2021

The Securities and Exchange Commission today announced that starting on February 25, 2021, the fee rates applicable to most securities transactions will be set at $5.10 per million dollars.  Consequently, each SRO will continue to pay the… Read the Full Press Release Have a securities law question? Call Sallah Astarita […]

News

SEC Awards Nearly $600,000 to Whistleblower

The Securities and Exchange Commission today announced an award of nearly $600,000 to a whistleblower whose tip led to the success of an enforcement action.  The whistleblower substantially contributed to an open investigation by providing detailed… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]