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Why is the Powerball so Large?

I will admit, a billion dollar prize got my attention,  and my friends and I have been buying tickets. But why is the big prize so big? CNN has a theory – its the FED! It actually makes sense. Keep in mind that no one takes the annuity payout; everyone […]

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SEC Announces Enforcement Results for FY22

The Securities and Exchange Commission today announced that it filed 760 total enforcement actions in fiscal year 2022, a 9 percent increase over the prior year. These included 462 new, or “stand alone,” enforcement actions, a 6.5 percent increase over… Read the Full Press Release Have a securities law question? […]

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SEC Charges S&P Global Ratings with Conflict of Interest Violations

The Securities and Exchange Commission today charged S&P Global Ratings, a nationally recognized statistical rating organization (NRSRO) registered with the Commission, with violating conflict of interest rules designed to prevent sales and marketing… Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544. […]

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Hedge Funds Investors News

SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee- and Expense-Related Information in Fund Advertisements

Oct. 26, 2022 —The Securities and Exchange Commission voted today to adopt rule and form amendments to require mutual funds and exchange-traded funds to transmit concise and visually engaging shareholder reports and to promote transparent and balanced presentations of fees and expenses in investment company advertisements. “Shareholder reports are amongst […]