The Securities and Exchange Commission today announced it filed charges and obtained an asset freeze and other emergency relief to stop an alleged offering fraud and misappropriation of investor assets orchestrated by Colorado Springs resident Tra Jay Scarlett using two entities under Scarlett’s control, Chatfield PCS Ltd. (Chatfield) and GO […]
News
SEC Charges California-Based Fraudster With Selling “Insider Tips” on the Dark Web
The Securities and Exchange Commission today charged James Roland Jones of Redondo Beach, California, with perpetrating a fraudulent scheme to sell what he called “insider tips” on the dark web. The dark web allows users to access the internet… Read the Full Press Release Have a securities law question? Call […]
I Don’t Know If The Market Will Crash, But If It Does, You Need Not Follow It Down
I Don’t Know If The Market Will Crash, But If It Does, You Need Not Follow It Down Will the stock market crash? Darned if I know. But I do know that you are a decision-making investor, not an index. So you don’t have to follow it all the way […]
The Surprise Investors Who Scored Billions From Coupang’s IPO
The Surprise Investors Who Scored Billions From Coupang’s IPO Clay Christensen’s low-profile family firm and a history-making woman investor at SoftBank are among the big winners of South Korea’s answer to Amazon. #seclaw #securitiesattorney https://www.forbes.com/sites/alexkonrad/2021/03/15/rose-park-softbank-big-winners-in-coupang-ipo/—– Coast-to-coast representation of investors and financial professionals – Securities Lawyer
Bitcoin: Imagining A Central Bank Buy In
Bitcoin: Imagining A Central Bank Buy In Why central banks won’t become Bitcoin buyers. https://www.forbes.com/sites/kenrapoza/2021/01/17/bitcoin-imagining-a-central-bank-buy-in/—– Coast-to-coast representation of investors and financial professionals – Securities Lawyer
SEC Obtains Emergency Asset Freeze, Charges California Trader with Posting False Stock Tweets
The Securities and Exchange Commission today announced fraud charges and an asset freeze and other emergency relief against an Irvine, California-based trader who used social media to spread false information about a defunct company, while secretly… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]
Who’s Making All Those Scam Calls?
Who’s Making All Those Scam Calls? https://www.nytimes.com/2021/01/27/magazine/scam-call-centers.html—– Coast-to-coast representation of investors and financial professionals – Securities Lawyer
Billionaire Chris Hohn Explains Why Increased Disclosure Will Force Companies To Cut Their Carbon Emissions
Billionaire Chris Hohn Explains Why Increased Disclosure Will Force Companies To Cut Their Carbon Emissions Billionaire hedge fund investor Chris Hohn of TCI Fund Management has generated $12.6 billion in gains over the past two years. Here’s how he’s trying to get companies to cut their carbon emissions. #seclaw #securitiesattorney […]
SEC Awards Approximately $1.5 Million to Whistleblower
The Securities and Exchange Commission today announced an award of approximately $1.5 million to a whistleblower whose information and assistance led to a successful SEC enforcement action. “The whistleblower alerted the SEC to previously unknown… Read the Full Press Release Have a securities law question? Call Sallah Astarita & Cox […]
SEC Charges Unregistered Investment Adviser with Defrauding Investors in Decade-Long Scheme
The Securities and Exchange Commission today charged George Heckler, of Charleston, South Carolina, for operating a decade-long investment adviser fraud through two private hedge funds, Cassatt Short Term Trading Fund LP (Cassatt) and CV Special… Read the Full Press Release Have a securities law question? Call Sallah Astarita & Cox […]
