Whistleblower

SEC Investigation
Whistleblower

Three New Whistleblower awards for $1.1 Million

The SEC has announced awards totaling more than $1.1 million to five whistleblowers who provided high-quality information that led to successful enforcement actions. In the first order, the SEC awarded three whistleblowers almost $500,000 in connection with two related enforcement actions. The first whistleblower provided information that prompted the opening […]

securities whistleblower
News Whistleblower

SEC Awards More Than $300,000 to Whistleblower with Audit Responsibilities

The SEC announced an award of more than $300,000 to a whistleblower whose high-quality information and continuing assistance significantly contributed to a successful enforcement action.  According to the press release, the whistleblower became aware of the potential securities law violations in connection with audit-related responsibilities. Although individuals with audit or […]