Whistleblower

News Whistleblower

SEC Awards Approximately $3 Million to Two Whistleblowers

The Securities and Exchange Commission announced an aggregate award of approximately $3 million to two whistleblowers whose information and assistance led to a successful SEC enforcement action. The whistleblowers separately and independently provided SEC staff with valuable information and ongoing assistance, which included participating in multiple interviews with the staff […]

securities whistleblower
News Whistleblower

SEC Awards $31 Million to Whistleblowers

The SEC has announced whistleblower awards to four individuals totaling more than $31 million.  In the first order, the SEC awarded almost $27 million to two claimants who provided SEC staff with new information and assistance during an existing investigation, including meeting with the staff in person on multiple days.  […]

SEC Investigation
Whistleblower

Three New Whistleblower awards for $1.1 Million

The SEC has announced awards totaling more than $1.1 million to five whistleblowers who provided high-quality information that led to successful enforcement actions. In the first order, the SEC awarded three whistleblowers almost $500,000 in connection with two related enforcement actions. The first whistleblower provided information that prompted the opening […]