Whistleblower

Whistleblower tip
News Whistleblower

SEC Awards Approximately $3 Million to Two Whistleblowers

The Securities and Exchange Commission announced an aggregate award of approximately $3 million to two whistleblowers whose information and assistance led to a successful SEC enforcement action. The whistleblowers separately and independently provided SEC staff with valuable information and ongoing assistance, which included participating in multiple interviews with the staff […]

Whistleblower tip
News Whistleblower

SEC Awards More Than $23 Million to Whistleblowers

The Securities and Exchange Commission today announced awards of approximately $13 million and $10 million to two whistleblowers whose information and assistance led to successful SEC and related actions. The whistleblowers’ substantial assistance, provided to the SEC and another federal agency, included submitting information and documents, participating in interviews, and […]

Whistleblower tip
News Whistleblower

SEC Awards $22 Million to Two Whistleblowers

The SEC announced awards totaling approximately $22 million to two whistleblowers whose information and assistance was of crucial importance to successful SEC enforcement actions brought against a financial services firm. The first whistleblower received an award of $18 million, while the second whistleblower received a $4 million award. The larger […]

securities whistleblower
News Whistleblower

SEC Awards $31 Million to Whistleblowers

The SEC has announced whistleblower awards to four individuals totaling more than $31 million.  In the first order, the SEC awarded almost $27 million to two claimants who provided SEC staff with new information and assistance during an existing investigation, including meeting with the staff in person on multiple days.  […]