Whistleblower

News Whistleblower

SEC Awards Over $1.25 Million to Whistleblower

The Securities and Exchange Commission today announced an award of over $1.25 million to a whistleblower whose significant information prompted the agency to initiate a cause examination and bring an enforcement action that resulted in the return of… Read the Full Press Release Have a securities law question? Call Sallah […]

securities whistleblower
Brokers Compliance Whistleblower

Whistleblowers Need Lawyers

Realizing the importance of the assistance and information from an insider of a company, the SEC established its whistleblower program. The program has demonstrated that information from someone who knows of possible securities law violations can be a powerful tool for the Commission.  Whistleblowers can help the Commission identify possible […]