Securities Law Home Page - for Investors, Advisers and Lawyers/TITLE> <!-- #EndEditable --> <META HTTP-EQUIV="Content-Type" CONTENT="text/html; charset=iso-8859-1"> <META NAME="Author" CONTENT="Mark J. Astarita"> <meta name="viewport" content="width=device-width, initial-scale=1"> <META NAME="GOOGLEBOT" CONTENT="NOODP"> <meta name="Description" content="The Online Guide to the Law of the Financial Markets. One of the Web's most popular legal sites created by securities attorney Mark Astarita, the site provides comprehensive and timely information on securities, commodities and corporate. A must read for securities attorneys, investors and market professionals. Updated weekly."> <meta name="KeyWords" content="securities law,securities regulation, securities arbitration, securities, law, arbitration, stock broker fraud, fraud ,FINRA, NASDAQ, NASDR, SEC, securities and exchange commission, stocks, bonds, trading, NASDAQ, commodities, broker, fraud, CRD, financial, consultant, investments, investor, arbitration, 10b-5, commission, lawyer, attorney, fraud, churning,, regulation, misrepresentations, suitability, rule, regulation, asset, based, lending, capital, enterprise funding, equity funding, expansion capital, funds, growth financing, underwriting, venture, investment, corporate finance, ipo, initial public offering, CFTC, NFA, litigation, New York City, personal invest, hedge fund, mutual fund, investment advisor registration, ria"> <meta name="GENERATOR" content="Mozilla/4.5 [en]C-AtHome0405 (Win95; U) [Netscape]"> <title>The Securities Law Home Page

Home | Discussion Forums | Bookstore

Arbitration Hedge Funds Mutual Funds Investors Brokers Advisers CorpFin IPO Compliance
Search News Law Blogs SEC Rules Caselaw Bookstore Messages Links Help Page

Coming Soon, or email us at

12 Days of Deals - Office Products

Avoid Insider Trading Allegations - 10b-5 Plans

CRD Expungement for Securities Brokers

Overview of Insider Trading - Legal and Illegal

Reminder: Parking Stock is Illegal

Cell Phones Do Not Avoid Insider Trading Charges

FINRA Releases 2015 Regulatory and Exam Priorities Letter

How Do I Respond to a Wells Notice

Introduction to Federal Securities Laws

Advertise With Us / / Link to Us / / Help / / Disclaimer / / Privacy / / Contact Us

Nothing herein is intended as legal or financial advice. The law is different in different jurisdictions, and the facts of a particular matter can change the application of the law. Please consult an attorney or your financial advisor before acting upon the information contained in this was created by and is sponsored by Mark J. Astarita, Esq., a securities attorney and partner in the law firm of Sallah Astarita & Cox, LLC, who represents all participants in the financial markets. Mr. Astarita can be contacted by email at

Copyright 2016. All Rights Reserved.

VGIS Communications,
60 Pompton Avenue
Verona, New Jersey 07044