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12 Days of Deals - Office Products

Avoid Insider Trading Allegations - 10b-5 Plans

CRD Expungement for Securities Brokers

Overview of Insider Trading - Legal and Illegal

Reminder: Parking Stock is Illegal

Cell Phones Do Not Avoid Insider Trading Charges

FINRA Releases 2015 Regulatory and Exam Priorities Letter

How Do I Respond to a Wells Notice

Introduction to Federal Securities Laws

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Nothing herein is intended as legal or financial advice. The law is different in different jurisdictions, and the facts of a particular matter can change the application of the law. Please consult an attorney or your financial advisor before acting upon the information contained in this was created by and is sponsored by Mark J. Astarita, Esq., a securities attorney and partner in the law firm of Sallah Astarita & Cox, LLC, who represents all participants in the financial markets. Mr. Astarita can be contacted by email at

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