Securities Arbitration Attorney – FINRA Arbitration

Since the virtual dawn of securities arbitration in the early 1980s, the attorneys at Sallah Astarita & Cox, LLC have provided nationwide representation to investors and financial professionals in securities arbitrations. Mark J. Astarita, Esq. is a nationally recognized securities arbitration attorney, who has represented parties in over 500 securities arbitration cases, in over 20 states. While primarily a securities arbitration defense attorney, Mr. Astarita has represented a select few investors against major brokerage firms, with a great deal of success, including an award of one million dollars in punitive damages and attorneys fees for a New York investor.

National Recognition; Small Firm Attention

Sallah Astarita & Cox, LLC has offices in Florida, New York and New Jersey. Our securities arbitration attorneys have arbitrated virtually every type of claim possible, including:

Fraud, misrepresentations and omissions



Unauthorized trading

Breach of fiduciary duty

Failure to execute orders


Unregistered brokers or securities

Guarantees and promises

Bad advice or research

Margin violations

Firm liability

Account transfer problems

Clearing broker liability

Breach of contract

Failure to keep adequate records

Violation of FINRA or Exchange rules

To learn more about securities arbitration and litigation, please visit our Securities Arbitration Attorney web site , the New York Securities Lawyer web site, and‘s Securities Arbitration Center.

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Mark J. Astarita is a veteran securities attorney who represents investors and financial professionals nationwide in securities investigations and arbitrations. Have a question? Email him at or call his office at 212-509-6544.