Securities Law Blog Roundup

Blog Roundup: The latest posts from securities law related blogs:

SECLaw.com:
 

The Securities and Exchange Commission today announced that G. Jeffrey Boujoukos, the Director of its Philadelphia Regional Office, will leave the agency at the end of the month after...

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The Securities and Exchange Commission today announced the opening of registration for its compliance outreach program’s national seminar for investment companies and investment advisers.  The...

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The Securities and Exchange Commission today announced that it updated its Public Alert: Unregistered Soliciting Entities (PAUSE) list by adding 25 soliciting entities and four fictitious...

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The Securities and Exchange Commission today charged California-based Wells Fargo & Co. for misleading investors about the success of its core business strategy at a time when it was opening...

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The Securities and Exchange Commission today announced settled charges against blockchain technology startup Enigma MPC for conducting an unregistered offering of securities in the form of an initi...

Business Law Professor:

If you have trouble viewing the embedded Tweets, please try a different browser (I recommend Internet Explorer). "The Dark Side of Corporate Social Responsibility": "Our results are consistent with...
The Honorable Aida M. Delgado-Colón made me smile today. As BLPB readers know, An LLC By Any Other Name, Is Still Not a Corporation. Finally, I received a notice of a court acknowledging this fact ...
National Business Law Scholars Conference (NBLSC) June 18-19, 2020 Call for Papers The National Business Law Scholars Conference (NBLSC) will be held on Thursday and Friday, June 18-19, 2020, at Th...
At the University of Michigan's Center on Finance, Law & Policy, an important project is underway on The Central Bank of the Future. It’s a great, timely topic. The project’s website explains that:...
Sean Griffith recently wrote a book chapter explaining how plaintiffs’ merger-related challenges developed over time. Plaintiffs began by seeking disclosure-only settlements, but after Trulia stamp...

Related Sites

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