Securities Law Blog Roundup

Blog Roundup: The latest posts from securities law related blogs:

SECLaw.com:
 

Rule 506 of Regulation D of the Securities Act of 1933 is one of the most commonly used registration exemptions to raise investments for a private placement. In July 2013, the SEC adopted a new......
SEC Charges Family Friend of Former Investment Banker With Insider Trading These charges involve an IT professional in Texas who allegedly participated in an insider trading scheme perpetrated by a...
Athletes need legal representation.  One call to my office could have avoided all of...

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The SEC has charged a stock research firm and its co-founders with defrauding investors by issuing reports purportedly based on "unbiased" information and...

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There have always been issues, and arbitrations regarding the disclosures made to investors when selling variable annuities. The SEC has announced that it has voted to propose rule changes designed...

Business Law Professor:

"Top executives from Google, Microsoft, IBM, Oracle and Qualcomm gathered Thursday at the White House ... to field ideas for securing American dominance in AI, quantum computing, advanced manufactu...
I posted about Lorenzo v. Securities & Exchange Commission when the SEC first granted certioriari; you can read my long thoughts about it here. Now that the Court held oral argument, I’ll offer my ...
In January 2018, Larry Fink of Blackrock, the world’s largest asset manager, shocked skeptics like me when he told CEOs: In the current environment, these stakeholders are demanding that companies ...
In Hexion Specialty Chemicals, Inc. v. Huntsman Corp., 965 A.2d 715, 730 (Del. Ch. 2008) – a case I worked on as a judicial clerk – the court wrote, “[m]any commentators have noted that Delaware co...
Has an airline ever told you it wasn’t responsible for costs you would incur because of a flight initially delayed for “mechanical reasons” that was now delayed due to weather? In thinking about ho...

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