Securities Law Home Page The Law of the Financial Markets from Top Securities Lawyers Saturday, July 2, 2022
New York Securities Lawyer
Menu
  • Arbitration
    • What is Securities Arbitration?
    • Securities Arbitration Overview
    • Arbitration Archives
  • Brokers
    • Information Center
    • Responding to a FINRA Rule 8210 Request
    • CRD Expungement
    • Broker Center Archives
  • Investors
    • Recover Losses
    • Introduction to Private Placements – A Securities Lawyer Guide
    • SEC Investor Publications
  • Law/Compliance
    • Information Center
    • Securities Regulations, Statutes, Laws and Rules
    • Recent FINRA Rule Filings
  • CorpFin
    • Hedge Funds
    • Mutual Funds – ETFs
    • Private Placements
    • Public Offerings
  • Glossary
  • Arbitration
    • What is Securities Arbitration?
    • Securities Arbitration Overview
    • Arbitration Archives
  • Brokers
    • Information Center
    • Responding to a FINRA Rule 8210 Request
    • CRD Expungement
    • Broker Center Archives
  • Investors
    • Recover Losses
    • Introduction to Private Placements – A Securities Lawyer Guide
    • SEC Investor Publications
  • Law/Compliance
    • Information Center
    • Securities Regulations, Statutes, Laws and Rules
    • Recent FINRA Rule Filings
  • CorpFin
    • Hedge Funds
    • Mutual Funds – ETFs
    • Private Placements
    • Public Offerings
  • Glossary
News

Stocks This Week: Sell Short General Dynamics And Transocean

January 17, 2021 8:29 pm Views: 13

Here are a pair of short recommendations for this coming holiday-shortened week.

* This article was originally published at The Securities Law B

The Securities Lawyer

Related Articles

  • Mark T. Uyeda Sworn In as SEC Commissioner
  • New Jersey Courts Block All International Internet Traffic and Emails to its websites
  • D.E. Shaw Hedge Fund Manager Awarded 52 Million Dollars for Defamation
  • SEC Charges Empires Consulting Corp. with Fake Trading Scheme
  • Denver Regional Director Kurt L. Gottschall to Leave SEC
  • UBS to Pay $25 Million to Settle SEC Fraud Charges Involving Complex Options Trading Strategy
  • SEC Requests Information and Comment on Advisers Act Regulatory Status of Index Providers, Model Portfolio Providers, and Pricing Services
  • SEC Charges Firm and Five Brokers with Violations of Reg BI
  • SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers
  • Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation
  • SEC Examing Crypto as Securities
  • Hedge Fund Creation, Regulation and Compliance
  • SEC Announces Spring 2022 Regulatory Agenda
  • SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations
  • Weiss Asset Management Settles Short Selling Charge

Broker Resources

  • Mark T. Uyeda Sworn In as SEC Commissioner
  • New Jersey Courts Block All International Internet Traffic and Emails to its websites
  • D.E. Shaw Hedge Fund Manager Awarded 52 Million Dollars for Defamation
  • SEC Charges Empires Consulting Corp. with Fake Trading Scheme
  • Denver Regional Director Kurt L. Gottschall to Leave SEC
  • UBS to Pay $25 Million to Settle SEC Fraud Charges Involving Complex Options Trading Strategy
  • SEC Requests Information and Comment on Advisers Act Regulatory Status of Index Providers, Model Portfolio Providers, and Pricing Services
  • SEC Charges Firm and Five Brokers with Violations of Reg BI
  • SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers
  • Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation
  • SEC Examing Crypto as Securities
  • Hedge Fund Creation, Regulation and Compliance
  • SEC Announces Spring 2022 Regulatory Agenda
  • SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations
  • Weiss Asset Management Settles Short Selling Charge

SECLaw.com’s Primers

  • The Wells Notice SEC/FINRA Investigations
  • Finders Explained – Be Careful
  • What is Securities Arbitration?
  • Federal Securities Law, a Securities Lawyer Guide
  • What is a Security?
  • Securities Attorney
  • Expungement of Customer Complaints
  • Securities Arbitration Overview
  • What is a Ponzi Scheme
  • What is Securities Law?
  • Can The SEC Bring Criminal Charges?
  • Introduction to State Securities (Blue Sky) Laws
  • What is an Indexed Annuity
  • Reverse Stock Splits Explained
  • The Firm’s Lawyer or Your Own Lawyer?

SECLaw.com

  • Arbitration
  • Brokers
  • Investors
  • Law/Compliance
  • CorpFin
  • Glossary
Copyright © 2022 SECLaw.com Designed by WPZOOM