Tag: 34 Act

SEC 2024 Broker-Dealer Examination Priorities
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SEC Proposes Electronic Filing Requirement for Most Paper Filings

The SEC has proposed amendments aimed at modernizing its information collection and analysis methods. The proposal requires a significant number of filings to be submitted to the Commission electronically using structured data where appropriate. The proposed amendments would require the electronic filing, submission, or posting of certain forms, filings, and […]