Tag: Corporate Finance

Corp Finance Information Center

Corporate Finance Center

Corporate Finance, the raising of capital, is a significant part of the United States Securities Laws. SEC Law.com IPO Information Center Introductory Materials Federal Securities Laws -introduction and overview of the cases and statutes that comprise the United States securities laws. seclaw.com/glossary/insider-trading/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>Insider trading, stock manipulation, and more. Blue Sky Laws (State […]

Corp Finance Public Offerings

Public Offering Legal Center

Going Public Introduction While going public offers many benefits it also comes with risks and regulations with which can become complicated, and compliance can be expensive. Despite the risks and costs, the U.S. capital markets remain one of the most attractive sources of financing in the world. Going public is […]

Corp Finance

SEC Adopts Auditor Independence Rule Amendments

  Identifies services which are inconsistent with independence By John M. Baker, Esq. On November 21, 2000 the SEC finalized and posted its release adopting rule amendments regarding auditor independence, which the Commissioners voted to adopt on November 15. Revision of the Commission’s Auditor Independence Requirements, Release Nos. 33-7919, 34-43602, […]