Tag: Elder Abuse

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Regulators Offer Resources to Assist in Detection, Prevention and Reporting of Financial Exploitation of Seniors

In recognition of World Elder Abuse Awareness Day, the SEC, the NASAA and seclaw.com/glossary/finra/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>FINRA announced a new resource intended to assist securities firms in implementing the training requirements of the Senior Safe Act. The training program, “Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors,” can be used […]