Tag: Insider trading Lawyer

insider trading
Enforcement News

SEC Charges Three Florida Residents in Multi-Million Dollar Insider Trading Scheme

The Securities and Exchange Commission announced charges against three Florida residents for trading in advance of market moving announcements involving DSW Inc., Rite Aid Corporation, and an attempt to acquire Aphria Inc., a Canadian cannabis-related business. According to the SEC’s complaint, David Schottenstein of Surfside, Fla. repeatedly obtained inside information […]

insider trading
Brokers Compliance Enforcement News

Netflix Insider Trading Ring

You cannot trade on material, non-public information, and that includes non-public information concerning the growth in your employer’s subscriber base or information contained in unpublished earnings releases. And if you do, you will undoubtedly be caught, and subjected to some very harsh penalties. Fines, a return of three times the […]

Insider Trading
Arbitration Investors

Does Trading on Information Learned About A Competitor Constitute Insider Trading?

The SEC has been known to attempt to regulate by litigation, a tactic that causes significant problems for their targets, and undermines the integrity of the SEC’s mission. seclaw.com/glossary/insider-trading/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>Insider Trading of a Competitor’s Stock? Last week the SEC charged a former employee of Medivation Inc. with insider trading in advance […]

Insider Trading
Brokers Investors

Insider Trading Attorney

seclaw.com/glossary/insider-trading/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>Insider trading is a serious securities fraud violation, which has significant civil, and criminal, penalties. In recent years, the SEC and the Courts have expanded the definition of insider trading, which can now include trading insiders, and those who get information from insiders and even the random man in the […]