Tag: Insider trading Lawyer

insider trading
Brokers Compliance Enforcement News

Netflix Insider Trading Ring

You cannot trade on material, non-public information, and that includes non-public information concerning the growth in your employer’s subscriber base or information contained in unpublished earnings releases. And if you do, you will undoubtedly be caught, and subjected to some very harsh penalties. Fines, a return of three times the […]

Insider Trading
Brokers Investors

Insider Trading Attorney

SEC

The United States Securities and Exchange Commission is the federal agency charged with the regulation and oversight of the securities markets, public companies and securities professionals.(…)

“>SEC

and the Courts have expanded the definition of