Tag: Microcap Fraud

Compliance News

SEC Charges International Microcap Fraud Scheme Participants

The Securities and Exchange Commission today announced an emergency action charging nine individuals, including a public company chairman, for their participation in long-running fraudulent schemes that collectively generated hundreds of millions of dollars from unlawful seclaw.com/glossary/stock/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>stock sales and caused significant harm to retail investors in the United States and around […]