Tag: Mini-Tender Offer

Corp Finance

SEC Interpretation on Mini-Tender Offers Released

Section 14(e) applies, but not 14(d) for some, but yes for others. By John M. Baker, Esq. The SEC</div><div class=glossaryItemBody>The United States Securities and Exchange Commission is the federal agency charged with the regulation and oversight of the securities markets, public companies and securities professionals.(…)</div>” href=”https://www.seclaw.com/glossary/sec/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>SEC issued an interpretive release on “mini-tender offers” and limited partnership tender offers. Release Nos. 34-43069, IC-24564 (July 24, 2000). A mini-tender offer is a tender offer resulting in ownership of not […]