Tag: Rule 10b5-1

Compliance Corp Finance News

SEC Proposes Amendments Regarding Rule 10b5-1 Insider Trading Plans and Related Disclosures

Rule 10b5-1 formalizes a defense that has always been available to the corporate insider accused of trading on inside information – I ordered the sale of the seclaw.com/glossary/stock/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>stock before I knew of any such information, and therefore I could not have traded on the information. Of course, the Rule, and […]