Tag: Rule 505

Private Placements Securities Law Dictionary

Accredited Investor Definition

Under the federal securities laws, a company may not offer or sell securities to investors without registration with the SEC</div><div class=glossaryItemBody>The United States Securities and Exchange Commission is the federal agency charged with the regulation and oversight of the securities markets, public companies and securities professionals.(…)</div>” href=”https://www.seclaw.com/glossary/sec/” data-gt-translate-attributes='[{“attribute”:”data-cmtooltip”, “format”:”html”}]’>SEC. However, there are a number of registration exemptions which ultimately expand the universe of potential investors. Many exemptions require that the investment offering be made only to persons who are accredited […]