Tag: SEC law firm

News Whistleblower

SEC Awards Over $500,000 to Two Whistleblowers

The Securities and Exchange Commission today announced an award of over $500,000 to two whistleblowers whose tips revealed an ongoing fraud and resulted in multiple SEC actions and a related action from another government agency.  Both… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]

News Whistleblower

SEC Awards Nearly $600,000 to Whistleblower

The Securities and Exchange Commission today announced an award of nearly $600,000 to a whistleblower whose tip led to the success of an enforcement action. The whistleblower substantially contributed to an open investigation by providing detailed and highly valuable information resulting in critical investigative leads. “The whistleblower met with staff […]

SPAC Rules
Whistleblower

Three New Whistleblower awards for $1.1 Million

The SEC has announced awards totaling more than $1.1 million to five whistleblowers who provided high-quality information that led to successful enforcement actions. In the first order, the SEC awarded three whistleblowers almost $500,000 in connection with two related enforcement actions. The first whistleblower provided information that prompted the opening […]