In a case involving allegations of affinity fraud, the SEC has charged a New Jersey resident with defrauding investors, most of whom were members of the Orthodox Jewish community, who invested millions based on false claims about investments in real estate. Remember, don’t trust someone with your investments simply because […]
Tag: Securities Law
As Stimulus Is Deployed, The S&P 500 Is Buzzing With Rotation Questions
As Stimulus Is Deployed, The S&P 500 Is Buzzing With Rotation Questions This week, $400 billion in direct stimulus payments began flowing into the bank accounts of US households, courtesy of the American Rescue Plan. Any investor must wonder: where will this money go next? #securitiesattorney #securitieslawyer #seclaw https://www.forbes.com/sites/michaelcannivet/2021/03/19/as-stimulus-is-deployed-the-sp-500-is-buzzing-with-rotation-questions/ —– […]
SEC Obtains Emergency Asset Freeze, Charges Colorado Resident with Fraud Involving Sham Bottling Company
The Securities and Exchange Commission today announced it filed charges and obtained an asset freeze and other emergency relief to stop an alleged offering fraud and misappropriation of investor assets orchestrated by Colorado Springs resident Tra Jay Scarlett using two entities under Scarlett’s control, Chatfield PCS Ltd. (Chatfield) and GO […]
SEC Charges California-Based Fraudster With Selling “Insider Tips” on the Dark Web
The Securities and Exchange Commission today charged James Roland Jones of Redondo Beach, California, with perpetrating a fraudulent scheme to sell what he called “insider tips” on the dark web. The dark web allows users to access the internet… Read the Full Press Release Have a securities law question? Call […]
I Don’t Know If The Market Will Crash, But If It Does, You Need Not Follow It Down
I Don’t Know If The Market Will Crash, But If It Does, You Need Not Follow It Down Will the stock market crash? Darned if I know. But I do know that you are a decision-making investor, not an index. So you don’t have to follow it all the way […]
The Surprise Investors Who Scored Billions From Coupang’s IPO
The Surprise Investors Who Scored Billions From Coupang’s IPO Clay Christensen’s low-profile family firm and a history-making woman investor at SoftBank are among the big winners of South Korea’s answer to Amazon. #seclaw #securitiesattorney https://www.forbes.com/sites/alexkonrad/2021/03/15/rose-park-softbank-big-winners-in-coupang-ipo/—– Coast-to-coast representation of investors and financial professionals – Securities Lawyer
Bitcoin: Imagining A Central Bank Buy In
Bitcoin: Imagining A Central Bank Buy In Why central banks won’t become Bitcoin buyers. https://www.forbes.com/sites/kenrapoza/2021/01/17/bitcoin-imagining-a-central-bank-buy-in/—– Coast-to-coast representation of investors and financial professionals – Securities Lawyer
SEC Obtains Emergency Asset Freeze, Charges California Trader with Posting False Stock Tweets
The Securities and Exchange Commission today announced fraud charges and an asset freeze and other emergency relief against an Irvine, California-based trader who used social media to spread false information about a defunct company, while secretly… Read the Full Press Release Have a securities law question? Call Sallah Astarita & […]
Who’s Making All Those Scam Calls?
Who’s Making All Those Scam Calls? https://www.nytimes.com/2021/01/27/magazine/scam-call-centers.html—– Coast-to-coast representation of investors and financial professionals – Securities Lawyer
Billionaire Chris Hohn Explains Why Increased Disclosure Will Force Companies To Cut Their Carbon Emissions
Billionaire Chris Hohn Explains Why Increased Disclosure Will Force Companies To Cut Their Carbon Emissions Billionaire hedge fund investor Chris Hohn of TCI Fund Management has generated $12.6 billion in gains over the past two years. Here’s how he’s trying to get companies to cut their carbon emissions. #seclaw #securitiesattorney […]