Tag: Short Selling

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Weiss Asset Management Settles Short Selling Charge

Agrees to disgorge $6,508,793 in profits and to pay interest of $190,211 and a penalty of $200,000 June 14, 2022 —The Securities and Exchange Commission today announced that investment advisory firm Weiss Asset Management LP has agreed to pay approximately $6.9 million to settle charges that it violated the federal […]