Tag: Whistleblower Lawyer

Whistleblower
Whistleblower

$6 Million Award to Five Whistleblowers

Washington D.C., April 25, 2022 — The Securities and Exchange Commission today announced a total award of $6 million to two groups of whistleblowers who provided information and assistance in a single covered action. The first group of whistleblowers provided the SEC with key documents that led the staff to […]

Whistleblower independent analysis
Whistleblower

SEC Awards $1.25 Million to Whistleblower

The Securities and Exchange Commission today announced an award of $1.25 million to a whistleblower who provided specific and credible information that prompted SEC staff to open an investigation that resulted in a successful SEC covered action. After alerting SEC staff to the underlying conduct, the whistleblower provided extensive assistance […]

News Whistleblower

SEC Awards More Than $3.5 Million to Whistleblower

March 8, 2022 —The Securities and Exchange Commission today announced an award of more than $3.5 million to a whistleblower who provided critical information that significantly contributed to the success of two SEC enforcement actions. The whistleblower’s information prompted SEC staff to further investigate certain potential securities violations, saved SEC […]

SPAC Rules
Whistleblower

SEC Proposed Changes to Two Whistleblower Program Rules

Changes will Benefit Whistleblowers The U.S. Securities and Exchange Commission (SEC) Office of the Whistleblower is a division of the Commission charged with protecting the rights of individuals who come forward with information regarding misconduct by public companies, accounting firms, and other persons and entities covered by the securities laws. […]

Whistleblower tip
News Whistleblower

SEC Awards Over $13 Million To Whistleblower

The Securities and Exchange Commission today announced an award of more than $13 million to a whistleblower whose information and assistance prompted the opening of an investigation and significantly contributed to the success of an SEC enforcement… Read the Full Press Release Have a securities law question? Call New York […]