Tag: Whistleblower

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SEC Awards $20 Million to Whistleblower

Nov. 28, 2022 — The Securities and Exchange Commission today announced an award of $20 million to a whistleblower who provided new and critical information that led to the success of an enforcement action. In determining the appropriate award amount, the SEC considered that the whistleblower provided significant information and […]

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Whistleblower

$10 Million Award to Whistleblower

October 31, 2022 – The Securities and Exchange Commission today announced an award of more than $10 million to a whistleblower who provided information and assistance that significantly contributed to a successful SEC enforcement action. The whistleblower provided important documents and met twice with Enforcement staff. The charges in the […]

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SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips

Aug. 26, 2022 —The Securities and Exchange Commission today adopted two amendments to the rules governing its whistleblower program. The first rule change allows the Commission to pay whistleblowers for their information and assistance in connection with non-SEC actions in additional circumstances. The second rule affirms the Commission’s authority to […]

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SEC Awards More Than $16 Million to Two Whistleblowers

Aug. 9, 2022 — The Securities and Exchange Commission today announced awards of more than $16 million to two whistleblowers who provided information and assistance in a successful SEC enforcement action. The first whistleblower prompted the opening of the investigation and provided information on difficult-to-detect violations. This whistleblower also identified […]

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Whistleblower

$6 Million Award to Five Whistleblowers

Washington D.C., April 25, 2022 — The Securities and Exchange Commission today announced a total award of $6 million to two groups of whistleblowers who provided information and assistance in a single covered action. The first group of whistleblowers provided the SEC with key documents that led the staff to […]

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Whistleblower

SEC Awards $1.25 Million to Whistleblower

The Securities and Exchange Commission today announced an award of $1.25 million to a whistleblower who provided specific and credible information that prompted SEC staff to open an investigation that resulted in a successful SEC covered action. After alerting SEC staff to the underlying conduct, the whistleblower provided extensive assistance […]

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SEC Awards More Than $3.5 Million to Whistleblower

The Securities and Exchange Commission today announced an award of more than $3.5 million to a whistleblower who provided critical information that significantly contributed to the success of two SEC enforcement actions.      … Read the Full Press Release Have a securities law question? Call New York Securities Lawyers at 212-509-6544. […]