Tag: Compliance

Privacy Policy

VGIS Communications (VGIS)is committed to fair information practices and respects the privacy and security of its users. Our goal is to provide you with an Internet experience that delivers the […]


For the Record BY MARK J. ASTARITA, ESQ. By now, you’re probably aware of Spring Street Brewing’s successful initial public offering completed last year. The company conducted a self-underwriting almost […]

Perrino Report

Perrino Report

NASD FILES “PERINO REPORT” AMENDMENTS: Responding to the Perino Report, NASD seeks revisions on arbitrator disclosure and removal standards, plus it is narrowing its “public” and “non-public” arbitrator classifications. The […]