Arbitration

GAO Updates Non-Payment Study

GAO Updates Non-Payment Study

New Procedures Result in Payments and Sanctions. GAO FOLLOW-UP STUDY: Responding to Congressional requestors, the U.S. General Accounting Office reported on events and developments following its June 2000 study of […]

GAO Studies Arbitrator Disclosure

GAO Studies Arbitrator Disclosure

No further recommendations made. GAO STUDIES ARBITRATOR DISCLOSURE: In early November, the U.S. General Accounting Office responded to a congressional inquiry on the adequacy of NASD’s procedures in updating its […]