Customers who abuse the system, and harm their brokers. By Mark J. Astarita, Esq. These days, it seems that every major publication, and every television news show, has done, or […]
]]> Home | Message Board Home Search Arbitration Investors Brokers Finance Law Compliance Archives Refusal to Hear Evidence is Misconduct Only if Prejudice to Fair Hearing Results Woodley […]
]]> Home | Message Board Home Search Arbitration Investors Brokers Finance Law Compliance Archives Arbitrator Disclosure Report Released SEC Commissioned Independent Study Recommends Against Use of California Disclosure […]
By Mark Astarita, Esq. Past columns have touched on the arbitration hearing itself and have raised the question just what happens during an arbitration hearing. It seems that there are […]
I have been representing customers and brokers in securities arbitration matters since 1982. In those 35 years I have handled over 600 securities arbitration cases. Since securities arbitration is such […]
Not just for lawyers, the Securities Law Home Page has information for every participant in the financial markets, including attorneys, paralegals, investors, entreprenuers, finders and others regarding the law of the financial markets and investments, including arbitration, NASD, NYSE and SEC rules and regulations, including those regarding churning, over trading, suitability, fraud, misprepresentation, and markups as well as corporate finance, IPOs, direct public offerings, securities law, securities regulation, commodities and related topics. Sponsored by Mark Astarita, Esq., a New York City securities attorney.
]]> Home | Message Board Home Search Arbitration Investors Brokers Finance Law Compliance Archives Arbitrators are not in manifest disregard of the law, where a question of fact […]
]]> Home | Message Board Home Search Arbitration Investors Brokers Finance Law Compliance Archives CALIFORNIA LEGISLATION ON ARBITRAL ETHICS The California Assembly has passed a comprehensive legislative package […]